Tom Grimes
Portfolio Manager
With over 30 years of experience in financial services, Tom Grimes has dedicated his career to helping investors navigate every stage of the investment journey, from wealth accumulation to income distribution. His personalized approach ensures that clients can work towards their financial goals with confidence and clarity.
Tom believes that the foundation of successful financial and investment planning lies in truly understanding investors needs, goals, and values. By fostering meaningful relationships, he tailors his strategies to address their unique circumstances, helping individuals and families maintain their desired lifestyles throughout retirement.
Specializing in legacy and estate planning, Tom works with clients to create strategies aimed at preserving wealth, managing risk, and optimizing tax efficiency. His commitment is to not only address current financial objectives but also to support the pursuit of long-term financial security and the legacy his clients wish to leave behind.
Tom began his career in 1987 at MuniCorp of California, Inc., a regional broker/dealer with a focus on municipal bonds. In 1999, he transitioned to become an independent financial advisor with Associated Securities, one of the nation’s first independent broker-dealer firms. In 2013, Tom joined Advanta Wealth Limited as a financial consultant, further refining his expertise in holistic wealth management.
He holds Series 7 and 63 securities registrations through LPL Financial and is licensed to provide insurance services in California and New Mexico. This diverse skill set enables Tom to offer comprehensive financial solutions tailored to his clients’ evolving needs.
Residing in Corrales, New Mexico, with his wife, Ann, Tom is an active member of his community. In his free time, he is an avid runner and passionately dedicates his efforts to supporting and counseling children from families affected by addiction. This work reflects his deep commitment to making a positive difference both professionally and personally.
Tom’s blend of experience, dedication, and genuine care empowers his clients to work toward achieving their financial goals and preserving their legacies for future generations.